Joseph Stalin
Joseph Stalin (born as Iosif Vissarionovich Jugashvili , see Introduction) (December 18, 1878 – March 5, 1953) (Russian: Иосиф Сталин; Georgian: იოსებ სტალინი) was General Secretary of the Communist Party of the Soviet Union's Central Committee from 1922 until his death in 1953. During that time he established the regime now known as Stalinism. As one of several Central Committee Secretariats, Stalin's formal position was originally limited in scope, but he gradually consolidated power and became the de facto party leader and dictator[2] of the Soviet Union.
Stalin launched a command economy in the Soviet Union, forced rapid industrialization of the largely rural country and collectivization of its agriculture. While the Soviet Union transformed from an agrarian economy to a major industrial powerhouse in a short span of time, millions of people died from hardships and famine that occurred as a result of the severe economic upheaval and party policies. At the end of 1930s, Stalin launched the Great Purge, a major campaign of political repression. During the continued repressions in the country under Stalin millions of people who were a threat to the Soviet politics or suspected of being such a threat were executed or exiled to Gulag labor camps in remote areas of Siberia or Central Asia. A number of ethnic groups in Russia were forcibly resettled for political reasons.
During Stalin's rule, the Soviet Union played a major role in the defeat of Nazi Germany in the Second World War (1939–1945). Under Stalin's leadership, the Soviet Union went on to achieve recognition as one of just two superpowers in the post-war era, a status that lasted for nearly four decades after his death until the dissolution of the Soviet Union.
[edit] Introduction
Born Ioseb Vissarionovich Jugashvili (Georgian: იოსებ ბესარიონის ძე ჯუღაშვილი, Ioseb Besarionis Dze Jughashvili; Russian: Ио́сиф Виссарио́нович Джугашви́ли (help·info), Iosif Vissarionovich Dzhugashvili) (December 18 [O.S. December 6] 1878[1] – March 5 1953), better known by his assumed name, Josef Stalin (Иосиф Сталин, Iosif Stalin; stalin meaning "made of steel"[3]) became General Secretary of the Soviet Communist Party in 1922. Following the death of Vladimir Lenin in 1924, he prevailed in a power struggle over Leon Trotsky, who was expelled from the Communist Party and deported from the Soviet Union.
In the 1930s Stalin initiated a Purge of the Communist Party of the Soviet Union, which has become known as the Great Purge, an unprecedented campaign of political repression, persecution and executions that reached its peak in 1937.
Stalin's rule had long-lasting effects on the features that characterized the Soviet state from the era of his rule to its collapse in 1991. Stalin claimed his policies were based on Marxism-Leninism. Now his political and economic system is referred to as Stalinism. Maoists, anti-revisionists and some others say he was actually the last legitimate Socialist leader in the Soviet Union's history.
Stalin replaced the New Economic Policy (NEP) of the 1920s with Five-Year Plans in 1928 and collective farming at roughly the same time. The Soviet Union was transformed from a predominantly peasant society to a major world industrial power by the end of the 1930s.[4][5][6]
Confiscations of grain and other food by the Soviet authorities under his orders contributed to a famine between 1932 and 1934, especially in the key agricultural regions of the Soviet Union, Ukraine (see Holodomor), Kazakhstan and North Caucasus that resulted in millions of deaths. Many peasants resisted collectivization and grain confiscations, but were repressed, most notably well-off peasants deemed "kulaks".[7]
Bearing the brunt of the Nazis' attacks (around 75% of the Wehrmacht's forces), the Soviet Union under Stalin made the largest and most decisive contribution to the defeat of Nazi Germany during World War II (known in the USSR as the Great Patriotic War, 1941–1945). After the war, Stalin established the USSR as one of the two major superpowers in the world, a position it maintained for nearly four decades following his death in 1953.
Stalin's rule, reinforced by a cult of personality, fought real and alleged opponents mainly through the security apparatus, such as the NKVD. Millions of people were killed through famines, executions, deportations, and in the Gulag. Nikita Khrushchev, Stalin's eventual successor, denounced Stalin's rule and the cult of personality in 1956, initiating the process of "de-Stalinization" which later became part of the Sino-Soviet Split.
[edit] Childhood and education, 1878–1899
Josef Stalin was born Iosif Vissarionovich Dzhugashvili in Gori, Georgia to Vissarion "Beso" Dzhugashvili and Ekaterina "Keke" Geladze (he adopted the name Stalin, which is derived from the Russian stal’ (Russian: сталь) for "steel", in 1913). Stalin's mother Keke was born a serf. His father Beso was a cobbler who owned his own shop. He was their third child; their two previous sons died in infancy. The second and third toes of his left foot were webbed.[8][9]
Initially, the Dzhugashvilis' lives were prosperous and happy, but Stalin's father became an alcoholic[10] , which gradually led to his business failing and him becoming violently abusive to his wife and child. As their financial situation grew worse, Stalin's family moved homes frequently; at least nine times in Stalin's first ten years of life.[11]
The town where Stalin grew up was a violent and lawless place. It had only a small police force and a culture of violence that included gang-warfare, organized street brawls and wrestling tournaments (some of these were traditions inherited from Georgia's war-torn past).[11] Stalin took ample part in streetfighting as a child; he was not afraid to challenge opponents that were much stronger than him, getting severely beaten up on numerous occasions.[11]
At the age of 7, Stalin fell ill with smallpox and his face was badly scarred by the disease. He later had photographs retouched to make his pockmarks less apparent.
Stalin's native tongue was Georgian. He only started learning Russian when he was eight or nine years old, and he never lost his strong Georgian accent.
At the age of 10, Stalin began his education at the Gori Church School. His peers were mostly the sons of affluent priests, officials, and merchants. He and most of his classmates at Gori were Georgians and spoke mostly Georgian. However, at school they were forced to speak Russian (this was the policy of Tsar Alexander III). Their Russian teachers mocked the accents of their Georgian students, and regarded their language and culture as inferior. Nevertheless, he earned the respect and admiration of his teachers by being the best student in the class, earning top marks across the board. He developed a passion for learning that would stay with him for the rest of his life. He became a very good choir singer, and was often hired to sing at weddings. He also began to write poetry, something he would become very talented at in later years.[11]
Stalin's father Beso, who had always wanted the boy to be trained as a cobbler rather than be educated, was infuriated when he was accepted into the school. In his anger he smashed the windows of the local tavern, and later attacked the town police chief. Out of compassion for Stalin's mother, the police chief did not arrest Beso, but ordered him to leave town. Beso moved to Tbilisi where he found work in a shoe factory, leaving his family behind in Gori.[11]
At around the time he started school, Stalin was struck by a horse-drawn carriage. The accident permanently damaged his left arm; this injury would later exempt him from military service in World War I.
At the age of 12, Stalin was struck yet again by a horse-drawn carriage, and much more badly this time. He was taken to hospital in Tbilisi where he spent months in care. After he recovered, his father seized the opportunity to kidnap the boy and enroll him as an apprentice cobbler at the shoe factory where he worked. When his mother, through the aid of contacts in the clergy and school staff, recovered him, his father cut off all financial support to his wife and son, leaving them to fend for themselves. Stalin returned to his school in Gori where he continued to excel.[11]
 Young Stalin, circa 1894 (age 16). He graduated first in his class and in 1894, at the age of 16, he enrolled at the Georgian Orthodox Seminary of Tiflis (Tbilisi, Georgia), to which he had been awarded a scholarship. The teachers at Tiflis Seminary were even more determined to impose Russian language and culture on the Georgian students.[11] Like many of his comrades, young Stalin reacted by being drawn to Georgian patriotism. During this time he gained fame as a poet; his poems were published in several local newspapers. However, his interest for poetry began to fade as he was drawn to rebellion and revolution.
During his time at the seminary, he along with numerous other students would read forbidden literature that included Victor Hugo novels and revolutionary (including Marxist) literature. He was caught and punished numerous times for this. One teacher in particular - Father Abashidze, whom Stalin nicknamed "the Black Spot" - intensely harassed the rebel students through student informers, nightly patrols and surprise dormitory raids. This personal experience of "surveillance, spying, invasion of inner life, violation of feelings", in Stalin's own words, influenced the design of his future terror state.[11] He became an atheist in his first year.[11] He insisted his peers call him "Koba", after the Robin Hood-like protagonist of the novel The Patricide by Alexander Kazbegi; he would continue to use this pseudonym as a revolutionary. In August 1898, he joined the Russian Social-Democratic Workers Party (from which the Bolsheviks would later form).
Shortly before the final exams, the Seminary abruptly raised school fees. Unable to pay, Stalin quit the seminary in 1899 and missed his exams, for which he was officially expelled.[11] Twenty of his fellow-classmates were expelled for revolutionary activities in 1899, and forty more would be expelled in 1901.[12] Shortly after leaving school, he discovered the writings of Vladimir Lenin and decided to become a revolutionary.
[edit] Early years as a Marxist revolutionary, 1899–1917
After abandoning his priestly education, Stalin took a job as a weatherman at the Tiflis Meteorological Observatory. Although the pay was relatively low (20 roubles a month), his workload was light, giving him plenty of time for revolutionary activities. He would organise strikes, lead demonstrations and give speeches. He soon caught the attention of the Tsar's secret police, the Okhrana. During this time he met and charmed Simon Ter-Petrossian - aka "Kamo", as Stalin would soon nickname him - a violent sociopath whom he bred to be his long-time henchman and enforcer.
On the night of March 21 1901 the Okhrana arrested a number of Party leaders in Tiflis, but Stalin spotted their agents waiting in ambush at the Observatory and avoided capture. He went underground, becoming a full-time revolutionary. In November, Stalin fled to Batumi and got work at an oil refinery owned by the Rothschild family. Organizing the workers there, Stalin was almost certainly involved in a 1902 fire at the refinery designed to trick the management into giving the workers a bonus for putting out the fire. However, the manager suspected arson and refused to pay. This lead to a series of strikes, all organized by Stalin, which in turn led to arrests and clashes with the Cossacks in the streets. In one attempt to break their comrades out of prison, thirteen strikers were killed when Cossacks intervened. Stalin distributed incendiary pamphlets portraying the dead as martyrs. On April 5, 1902, the authorities finally arrested Stalin at one of his secret meetings. At his trial, Stalin was acquitted of leading the riots due to lack of evidence, but was kept in custody whilst the authorities investigated his activities in Tiflis. In 1903, the authorities decided to exile Stalin to Siberia for three years.[11]
Stalin ended up in the Siberian town of Novaya Uda on November 26 1903. During this time, he heard that two fival factions within the Social-Democrats had formed: the Bolsheviks under Lenin and the Mensheviks under Julius Martov. Stalin, already an admirer, decided to become a Leninist. Stalin managed to obtain false papers and, on January 4 1904, escaped Siberia by train, arriving back in Tiflis ten days later.[11]
With no income, Stalin lived off his circle of friends. One of them introduced him to Lev Kamenev (then known as Lev Rosenfeld), his future co-ruler of the USSR after Lenin's death (whom he would later have shot). At this time, Stalin favored a Georgian Social-Democratic party, which caused a rift with the majority who favored international Marxism. Threatened with expulsion, he was forced to write Credo, a paper renouncing his views (because this paper distanced himself from Lenin, when Stalin became ruler of the USSR, he tried to destroy all copies of this Credo, and many of those who had read it were shot).[11]
In February 1904, the Russo-Japanese War broke out between Japan and Russia. The war, which would eventually end in Russia's defeat, severely strained the Russian economy and caused a great deal of restlessness in Georgia. Stalin travelled across Georgia conducting political activity for his party. He also worked to undermine the Mensheviks through a campaign of slander and intrigue; his efforts brought him to Lenin's attention for the first time.
On January 9 1905, Stalin was in Baku when Cossacks attacked a mass demonstration of workers, killing two hundred. This sparked off the Russian Revolution of 1905. Riots, peasant uprisings and ethnic massacres swept the Russian Empire. In February, ethnic Azeris and Armenians were slaughtering each other in the streets of Baku. Commanding a squad of armed Bolsheviks, Stalin ran protection rackets to raise Party funds and stole printing equipment. Afterwards, he headed west, where continued to campaign against the Mensheviks, who enjoyed overwhelming support in Georgia. In the mining town of Chiatura, both Stalin and the Mensheviks competed for the support of the miners; they chose Stalin, being more swayed by his plain and concise manner of speaking than the flamboyant oratory of the Menshevik speaker.[11] From Chiatura, Stalin organized and armed Bolshevik militias across Georgia. With them, he ran protection rackets among the wealthy and waged geurilla warfare on Cossacks, policemen and the Okhrana.[11] Later that year in Tiflis, he met Ekaterina "Kato" Svanidze, who would become his first wife.
In November 1905, Stalin and two other were elected to represent the Caucusus at the next Bolshevik conference, which took place in Tammerfors, Finland. There, on December 25, Stalin met Lenin in person for the first time. Although Stalin was impressed by Lenin's personality and intellect, he was not afraid to contradict him.[11] He objected to Lenin's proposal that they take part in elections to the recently-formed Duma; Lenin conceded to Stalin. At the conference he also met Emelian Yaroslavsky, his future propaganda chief, and Solomon Lozovsky, his future Deputy Foreign Commissar.
After the conference, Stalin returned to Georgia, where Cossack armies were brutally working to reconquer the rebellious region for the Tsar. In Tiflis, Stalin and the Mensheviks plotted the assassination of General Fyodo Griiazanov, which was carried out on February 16. Stalin continued to raise money for the Bolsheviks through extortion, bank robberies and hold-ups.
In April 1906, Stalin attended the Fourth Congress of the Russian Social Democratic Labour Party. At the conference, he met Klimenti Voroshilov, his future Defence Commissar and First Marshal; Felix Dzerzhinsky, future founder of the Cheka; and Grigory Zinoviev, with whom he would share power after Lenin's death. The Congress - in which the Bolsheviks were outnumbered - voted to ban bank robberies. This upset Lenin, who needed the bank robberies to raise money.[11]
Stalin married Ekaterina Svanidze on the night of July 15 1906. On March 18 1907, she gave birth to Stalin's first child, Yakov.
Stalin and Lenin both attended the Fifth Congress of the Russian Social Democratic Labour Party in London in 1907.[13] This Congress consolidated the supremacy of Lenin's Bolshevik faction and debated strategy for communist revolution in Russia. Here, Stalin first met Leon Trotsky in person; Stalin immediately came to hate him, calling him "pretty but useless".[11] After the conference, Stalin switched his focus away from Georgia, which was rife with feuding and dominated by the Mensheviks, to Russia; he began writing in Russian.
Upon his return to Tiflis, Stalin readied himself for a major bank robbery. Through contacts in the banking business, he had learned a major shipment of money was due to be delivered in June to the Imperial Bank at the centre of town. Because his party banned bank robberies, Stalin and his henchman Kamo temporarily resigned. On June 13 1907, Stalin's gang ambushed the armed convoy when it entered Yerevan Square with gunfire and homemade bombs. Around forty people were killed, but all of Stalin's gang managed to escape alive with 250,000 roubles (around US$3.4 million in today's terms).[11] The robbery made international headlines and begat an international manhunt. Stalin and his family left Tiflis two days later. Kamo delivered the money to Lenin in Finland, who then fled with it to Geneva. The Mensheviks, who had banned bank robberies (and didn't get to share in the loot), were outraged and investigated the suspects. Stalin escaped expulsion, though the affair would cause him trouble for years to come.
Stalin's family moved to Baku. Whilst Stalin continued his revolutionary activities, his wife fell ill from Baku's pollution, heat, stress and malnourishment. She eventually contracted typhus (though many historians believe it to have been tuberculosis) and died on November 22 1907. Stalin was overcome with grief and retreated into mourning for several months. The loss also hardened him; he told a friend: "with her died my last warm feelings for humanity".[11] He abandoned his son, Yakov, who was raised by his deceased wife's family.
When Stalin resumed his activities, he organized more strikes aand agitation, this time focusing on the Muslim Azeri and Persian workers in Baku. He helped found a Muslim Bolshevik group called Himmat, and also supported Persian Constitutional Revolution with manpower and weapons, and even visited Persia to organize partisans. Stalin ordered the murders of many Black Hundreds (right-wing supporters of the Tsar), and conducted protection rackets and ransom kidnappings against the oil tycoons of Baku . He also operated counterfeiting operations, robberies and protection rackets. He befriend the criminal gangs, and used them to obstruct Mensheviks. Stalin's gangsterism upset the Bolshevik intelligentsia, but he was too influential and indsipensable to oppose.[11]
The Okhrana tracked down and arrested Stalin on March 25 1908. After seven months in prison, he was sentenced to two years exile in Siberia. He arrived in the village of Solvychegodsk in late February 1909. After seven months in exile, he disguised himself as a woman and escaped on a train to St Petersburg. He returned to Baku in early July.[11]
The Bolsheviks were on the verge of collapse due to Okhrana oppression within the Empire and infighting among the intelligentsia abroad. In desperation, he advocated a reconciliation with the Mensheviks (which Lenin opposed). He demanded the creation of a Russian Bureau to run the SD Party from within the Empire, to which he was appointed.
Stalin soon realised the Bolsheviks had been heavily infiltrated by Tsarist spies. He initiated a witch-hunt for traitors. However, he failed to root out any real traitors (as revealed by Okhrana records[11]), and his efforts caused much disarry in the Party.
On March 23 1910 Stalin was yet again arrested by the Okhrana. He was sentenced to complete his previous exile in Solvychegodsk and banned from the Caucasus for five years. He was deported back there in September. He briefly escaped in early 1911, but another exile who was supposed to pass much-needed money to him instead ran off with it (Stalin would have him shot for this in 1937), and he was forced to return to Solvychegodsk. During his exile, he fell in love with a local girl, Maria Kuzakova, with whom he fathered a child. He was released on June 26 1911.
 The information card on Joseph Stalin, from the files of the Tsarist secret police in Saint Petersburg, 1912. In January 1912, at the Prague Party Conference, Lenin led his Bolshevik faction out of the Russian Social Democratic Labor Party, founding the separate Bolshevik Party. Stalin was coopted as a member of the new Bolshevik Central Committee.
In 1913, Stalin published Marxism and the National Question, the first time he used the pseudonym "Stalin" (meaning "man of steel"). This treatise was written while he was briefly in exile in Vienna and presents an orthodox, if somewhat unoriginal, Marxist position (c.f. Lenin's On the Right of Nations to Self-Determination (1914)).
Later in 1913, Stalin was sent into penal exile for a third time. This time he did not escape so quickly, and lived for the next four years in a small hamlet on the Yenisei River. While there he began a 2-year affair with Lidia Pereprygina, then aged 13, with whom he fathered two children.[14]
[edit] Suspected Tsarist connections
Stalin has been suspected in the past and in the present of being a Tsarist double-agent during his revolutionary years. Some of this suspicion stems from his ability to evade Tsarists efforts to capture him. His 1909 efforts to root out traitors caused much strife within the party; some accused him of doing this deliberately on the orders of the Okhrana. The Menshevik Razhden Arsenidze said that Stalin was betraying comrades he didn't like to the Okhrana, but there is no proof of this. His ability to anticipate Okhrana actions may have come from moles within the organization. Another historian, Simon Sebag Montefiore, found that in all surviving Okhrana records Stalin is described as a revolutionary and never a spy.[11] In the 1956, the magazine Life published a letter by Colonel Ermin, head of the Tiflis Okhrana, that said Stalin was an agent, but it has since been shown to be a forgery.
Edward Ellis Smith argues that Stalin was an Okhrana agent by citing his suspicious ability to escape from Okhrana dragnets, travel unimpeded, and rabble-rouse full time with no apparent source of income. One such example was the raid that occurred on the night of March 21-22 1901, when most everyone of importance in the socialist-democratic movement in Tbilisi was arrested, except for Stalin, who was apparently "enjoying the balmy spring air, and in one of his to-hell-with-the-revolution moods, [which] is too impossible for serious consideration."[15]
[edit] Rise to power, 1917–1927
- See also: Stalin in the Russian Civil War
In the wake of the February Revolution in February 1917 (the first phase of the Russian Revolution of 1917), Stalin was released from prison in March 1917. He moved to Petrograd (formerly and currently Saint Petersburg) and, together with Lev Kamenev and Matvei Muranov, ousted Vyacheslav Molotov and Alexander Shlyapnikov as editors of Pravda, the official Bolshevik newspaper, while Lenin and much of the Bolshevik leadership were still in exile. Stalin and the new editorial board took a position in favor of supporting Alexander Kerensky's provisional government (Molotov and Shlyapnikov had wanted to overthrow it) and went to the extent of declining to publish Lenin's articles arguing for the provisional government to be overthrown. However, after Lenin prevailed at the April Party conference, Stalin and the rest of the Pravda staff came on board with Lenin's view and called for overthrowing the provisional government. At this April 1917 Party conference, Stalin was elected to the Central Committee with the third highest vote total in the party and was subsequently elected to the Politburo of the Central Committee (May 1917); he held this position for the remainder of his life.
According to many accounts, Stalin only played a minor role in the October Revolution of November 7, 1917. Adam Ulam and others have argued that each man in the Central Committee had a specific job to which he was assigned.
The following summary of Trotsky's Role in 1917 was given by Stalin in Pravda, November 6, 1918:
All practical work in connection with the organisation of the uprising was done under the immediate direction of Comrade Trotsky, the President of the Petrograd Soviet. It can be stated with certainty that the Party is indebted primarily and principally to Comrade Trotsky for the rapid going over of the garrison to the side of the Soviet and the efficient manner in which the work of the Military Revolutionary Committee was organised.
Note: Although this passage was quoted in Stalin's book The October Revolution issued in 1934, it was not included in Stalin's Works released in 1949.
Later, in 1924, Stalin himself created a myth around a so-called "Party Centre" which "directed" all practical work pertaining to the uprising, consisting of himself, Sverdlov, Dzerzhinsky, Uritsky, and Bubnov. No evidence was ever shown for the activity of this "centre", which would, in any case, have been subordinate to the Military Revolutionary Council, headed by Trotsky.
During the Russian Civil War and Polish-Soviet War Stalin was a political commissar in the Red Army at various fronts. Stalin's first government position was as People's Commissar of Nationalities Affairs (1917–1923). In that position he traveled to Finland in late 1917, and promised the socialists there that the Soviet Union would aid their revolution. However, this aid was never given and the revolution in Finland was defeated.
He was also People's Commissar of the Workers and Peasants Inspection (1919–1922), a member of the Revolutionary Military Council of the republic (1920–1923) and a member of the Central Executive Committee of the Congress of Soviets (from 1917).
Stalin played a decisive role in engineering the 1921 Red Army invasion of Georgia following which he adopted particularly hardline, centralist policies towards Soviet Georgia, which included severe repression of all opposition within the local Communist party (e.g., the Georgian Affair of 1922), not to mention any manifestations of anti-Sovietism (the August Uprising of 1924).[16] It was in the Georgian affairs that Stalin first began to play his own hand.[17]
[edit] Campaign against the left and right opposition
On April 3, 1922, Stalin was made general secretary of the Central Committee of the All-Russian Communist Party (Bolsheviks), a post that he subsequently built up into the most powerful in the country. It has been claimed that he initially attempted to decline accepting the post, but was refused. This position was seen to be a minor one within the party (Stalin was sometimes referred to as "Comrade Card-Index" by fellow party members) but, when combined with personal leadership over the Orgburo and with an ally (Kaganovich) heading the organizational Registration and Distribution Department of the Central Committee, actually had potential as a power base as it allowed Stalin to fill the party with his allies.
After Lenin's death in January 1924, Stalin, Kamenev, and Zinoviev together governed the party, placing themselves ideologically between Trotsky (on the left wing of the party) and Bukharin (on the right). During this period, Stalin abandoned the traditional Bolshevik emphasis on international revolution in favor of a policy of building "Socialism in One Country", in contrast to Trotsky's theory of Permanent Revolution.
In the struggle for leadership after Lenin's death one thing was evident; whoever ended up ruling the party had to demonstrate fealty to the memory of Lenin. Stalin did so by organizing the late leader's funeral, after which he made a speech professing an undying loyalty to Lenin that was almost religious in nature.
Stalin's actual relationship with Lenin, which was far more complex than Stalin's speeches alluded, has been illuminated by a number of sources that were made available after the fall of the Soviet Union, including some from Lenin's sister.[18][19]
Stalin first worked to undermine Trotsky, who was sick at the time, possibly by misleading him about the date of the funeral. Consequently, Trotsky, who was Lenin’s associate throughout the early days of the Soviet regime, lost considerable political support. Stalin made great deal of the fact that Trotsky had joined the Bolsheviks just before the revolution, and publicized Trotsky's pre-revolutionary disagreements with Lenin. Another event that helped Stalin's rise was the fact that Trotsky came out against publication of Lenin's Testament in which he pointed out the strengths and weaknesses of Stalin and Trotsky and the other main players, and suggested that he be succeeded by a small group of people.
An important feature of Stalin’s rise to power is the way that he manipulated his opponents and played them off against each other. Stalin formed a "troika" of himself, Zinoviev, and Kamenev against Trotsky. When Trotsky had been eliminated, Stalin then joined Bukharin and Rykov against Zinoviev and Kamenev, emphasising their vote against the insurrection in 1917. Zinoviev and Kamenev then turned to Lenin's widow, Krupskaya; they formed the "United Opposition" in July 1926.
In 1927 during the 15th Party Congress Trotsky and Zinoviev were expelled from the party and Kamenev lost his seat on the Central Committee. Stalin soon turned against the "Right Opposition", represented by his erstwhile allies, Bukharin and Rykov.
Stalin gained popular appeal from his presentation as a 'man of the people' from the poorer classes. The Russian people were tired from the world war and the civil war, and Stalin's policy of concentrating in building "Socialism in One Country" was seen as an optimistic antidote to war.
Stalin took great advantage of the ban on factionalism which meant that no group could openly go against the policies of the leader of the party because that meant creation of an opposition. By 1928 (the first year of the Five-Year Plans) Stalin was supreme among the leadership, and the following year Trotsky was exiled because of his opposition. Having also outmaneuvered Bukharin's Right Opposition and now advocating collectivization and industrialization, Stalin can be said to have exercised control over the party and the country.
However, as the popularity of other leaders such as Sergei Kirov and the so-called Ryutin Affair were to demonstrate, Stalin did not achieve absolute power until the Great Purge of 1936–1938.
[edit] Soviet secret service and intelligence
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Stalin vastly increased the scope and power of the state's secret police and intelligence agencies. Under his guiding hand, Soviet intelligence forces began to set up intelligence networks in most of the major nations of the world, including Germany (the famous Rote Kappelle spy ring), Great Britain, France, Japan, and the United States. Stalin saw no difference between espionage, communist political propaganda actions, and state-sanctioned violence, and he began to integrate all of these activities within the NKVD. Stalin made considerable use of the Communist International movement in order to infiltrate agents and to ensure that foreign Communist parties remained pro-Soviet and pro-Stalin.
One of the best examples of Stalin's ability to integrate secret police and foreign espionage came in 1940, when he gave approval to the secret police to have Leon Trotsky assassinated in Mexico.[20]
[edit] Stalin and changes in Soviet society, 1927–1939
[edit] Industrialization
See also: Industrialisation of the Soviet Union
The Russian Civil War and wartime communism had a devastating effect on the country's economy. Industrial output in 1922 was 13% of that in 1914. A recovery followed under the New Economic Policy, which allowed a degree of market flexibility within the context of socialism.
Under Stalin's direction, this was replaced by a system of centrally ordained "Five-Year Plans" in the late 1920s. These called for a highly ambitious program of state-guided crash industrialization and the collectivization of agriculture.
With seed capital unavailable because of international reaction to Communist policies, little international trade, and virtually no modern infrastructure, Stalin's government financed industrialization both by restraining consumption on the part of ordinary Soviet citizens to ensure that capital went for re-investment into industry, and by ruthless extraction of wealth from the kulaks.
In 1933 workers' real earnings sank to about one-tenth of the 1926 level. Common and political prisoners in labor camps were forced to do unpaid labor, and communists and Komsomol members were frequently "mobilized" for various construction projects. The Soviet Union used foreign experts, e.g. British engineer Stephen Adams, to instruct their workers and improve their manufacturing processes.
In spite of early breakdowns and failures, the first two Five-Year Plans achieved rapid industrialization from a very low economic base. While it is generally agreed that the Soviet Union achieved significant levels of economic growth under Stalin, the precise rate of growth is disputed. It is not disputed, however, that these gains were accomplished at the cost of millions of lives.
Official Soviet estimates stated the annual rate of growth at 13.9%; Russian and Western estimates gave lower figures of 5.8% and even 2.9%. Indeed, one estimate is that Soviet growth became temporarily much higher after Stalin's death.[7] [8]
According to Robert Lewis the Five-Year Plan substantially helped to modernize the previously backward Soviet economy. New products were developed, and the scale and efficiency of existing production greatly increased. Some innovations were based on indigenous technical developments, others on imported foreign technology.[21]
[edit] Collectivization
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Stalin's regime moved to force collectivization of agriculture. This was intended to increase agricultural output from large-scale mechanized farms, to bring the peasantry under more direct political control, and to make tax collection more efficient. Collectivization meant drastic social changes, on a scale not seen since the abolition of serfdom in 1861, and alienation from control of the land and its produce. Collectivization also meant a drastic drop in living standards for many peasants, and it faced violent reaction among the peasantry.
In the first years of collectivization it was estimated that industrial production would rise by 200% and agricultural production by 50%[22], but these estimates were not met. Stalin blamed this unanticipated failure on kulaks (rich peasants), who resisted collectivization. (However, kulaks proper made up only 4% of the peasant population; the "kulaks" that Stalin targeted included the slightly better-off peasants who took the brunt of violence from the OGPU and the Komsomol. These peasants were about 60% of the population). Those officially defined as "kulaks," "kulak helpers," and later "ex-kulaks" were to be shot, placed into Gulag labor camps, or deported to remote areas of the country, depending on the charge.
The two-stage progress of collectivization—interrupted for a year by Stalin's famous editorial, "Dizzy with success" (Pravda, March 2, 1930), and "Reply to Collective Farm Comrades" (Pravda, April 3, 1930)—is a prime example of his capacity for tactical political withdrawal followed by intensification of initial strategies.
Many historians assert that the disruption caused by collectivization was largely responsible for major famines.
The 1932–1933 famine in Ukraine and the Kuban regions has been termed the Holodomor (Ukrainian: Голодомор). According to Alan Bullock, "the total Soviet grain crop was no worse than that of 1931 … it was not a crop failure but the excessive demands of the state, ruthlessly enforced, that cost the lives of as many as five million Ukrainian peasants." Stalin refused to release large grain reserves that could have alleviated the famine, while continuing to export grain; he was convinced that the Ukrainian peasants had hidden grain away, and strictly enforced draconian new collective-farm theft laws in response.[23][24]
Other historians hold that it was largely the insufficient harvests of 1931 and 1932 caused by a variety of natural disasters that resulted in famine, with the successful harvest of 1933 ending the famine.[25]
Famine affected other parts of the USSR. The death toll from famine in the Soviet Union at this time is estimated at between five and ten million people. The worst crop failure of late tsarist Russia, in 1892, had caused 375,000 to 400,000 deaths.)[26]
Soviet and other historians have argued that the rapid collectivization of agriculture was necessary in order to achieve an equally rapid industrialization of the Soviet Union and ultimately win World War II. This is disputed by other historians; Alec Nove claims that the Soviet Union industrialized in spite of, rather than because of, its collectivized agriculture.
[edit] Science
- Main articles: Science and technology in the Soviet Union, Suppressed research in the Soviet Union, Lysenkoism
Science in the Soviet Union was under strict ideological control by Stalin and his government, along with art and literature. There was significant progress in "ideologically safe" domains, owing to the free Soviet education system and state-financed research. However, in several cases the consequences of ideological pressure were dramatic—the most notable examples being the "bourgeois pseudosciences" genetics and cybernetics.
In the late 40's, some areas of physics, especially quantum mechanics but also special and general relativity, were also criticized on grounds of "idealism". Soviet physicists, such as K. V. Nikolskij and D. Blokhintzev, developed a version of the statistical interpretation of quantum mechanics, which was seen as more adhering to the principles of dialectical materialism.[27][28] However, although initially planned,[29] this process did not go as far as defining an "ideologically correct" version of physics and purging those scientists who refused to conform to it, because this was recognized as potentially too harmful to the Soviet nuclear program.
Linguistics was the only area of Soviet academic thought to which Stalin personally and directly contributed. At the beginning of Stalin's rule, the dominant figure in Soviet linguistics was Nikolai Yakovlevich Marr, who argued that language is a class construction and that language structure is determined by the economic structure of society. Stalin, who had previously written about language policy as People's Commissar for Nationalities, read a letter by Arnold Chikobava criticizing the theory. He "summoned Chikobava to a dinner that lasted from 9 p.m. to 7 a.m. taking notes diligently."[30] In this way he grasped enough of the underlying issues to coherently oppose this simplistic Marxist formalism, ending Marr's ideological dominance over Soviet linguistics. Stalin's principal work discussing linguistics is a small essay, "Marxism and Linguistic Questions."[31]
Although no great theoretical contributions or insights came from it, neither were there any apparent errors in Stalin's understanding of linguistics; his influence arguably relieved Soviet linguistics from the sort of ideologically driven theory that dominated genetics.
Scientific research was hindered by the fact that many scientists were sent to labor camps (including Lev Landau, later a Nobel Prize winner, who spent a year in prison in 1938–1939) or executed (e.g. Lev Shubnikov, shot in 1937). They were persecuted for their dissident views, not for their research. Nevertheless, much progress was made under Stalin in some areas of science and technology. It laid the ground for the famous achievements of Soviet science in the 1950s, such as the development of the BESM-1 computer in 1953 and the launching of Sputnik in 1957.
Indeed, many politicians in the United States expressed a fear, after the "Sputnik crisis," that their country had been eclipsed by the Soviet Union in science and in public education.
[edit] Social services
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Under the Soviet government people benefited from some social liberalization. Girls were given an adequate, equal education and women had equal rights in employment,[32] improving lives for women and families. Stalinist development also contributed to advances in health care, which significantly increased the lifespan and quality of life of the typical Soviet citizen.[32] Stalin's policies granted the Soviet people universal access to healthcare and education, effectively creating the first generation free from the fear of typhus, cholera, and malaria.[32] The occurrences of these diseases dropped to record low numbers, increasing life spans by decades.[32]
Soviet women under Stalin were the first generation of women able to give birth in the safety of a hospital, with access to prenatal care.[32] Education was also an example of an increase in standard of living after economic development. The generation born during Stalin's rule was the first near-universally literate generation. Millions benefitted from mass literacy campaigns in the 1930s, and from workers training schemes.[33] Engineers were sent abroad to learn industrial technology, and hundreds of foreign engineers were brought to Russia on contract.[32] Transport links were improved and many new railways built. Workers who exceeded their quotas, Stakhanovites, received many incentives for their work;[33] they could afford to buy the goods that were mass-produced by the rapidly expanding Soviet economy.
The increase in demand due to industrialization and the decrease in the workforce due to World War II and repressions generated a major expansion in job opportunities for the survivors, especially for women.[33]
[edit] Culture
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 Stalin propaganda poster, reading: "Beloved Stalin—a fortune of the nation!" Although born in Georgia, Stalin became a Russian nationalist and significantly promoted Russian history, language, and Russian national heroes, particularly during the 1930s and 1940s. He held the Russians up as the elder brothers of the non-Russian minorities.[34]
During Stalin's reign the official and long-lived style of Socialist Realism was established for painting, sculpture, music, drama and literature. Previously fashionable "revolutionary" expressionism, abstract art, and avant-garde experimentation were discouraged or denounced as "formalism". Careers were made and broken, some more than once. Famous figures were repressed, and many persecuted, tortured and executed, both "revolutionaries" (among them Isaac Babel, Vsevolod Meyerhold) and "non-conformists" (for example, Osip Mandelstam).
A minority, both representing the "Soviet man" (e.g. Arkady Gaidar) and remnants of the older pre-revolutionary Russia (e.g. Konstantin Stanislavski), thrived. A number of émigrés returned to the Soviet Union, among them Alexei Tolstoi in 1925, Alexander Kuprin in 1936, and Alexander Vertinsky in 1943.
Poet Anna Akhmatova was subjected to several cycles of suppression and rehabilitation, but was never herself arrested. Her first husband, poet Nikolai Gumilev, was shot in 1921, and her son, historian Lev Gumilev, spent two decades in a gulag.
The degree of Stalin's personal involvement in general, and in specific instances, has been the subject of discussion. His name was as constantly invoked during his reign in discussions of culture as in just about everything else; in several famous cases his opinion was final.
Stalin's occasional beneficence showed itself in strange ways. For example, Mikhail Bulgakov was driven to poverty and despair; yet, after a personal appeal to Stalin, he was allowed to continue working. His play, The Days of the Turbines, with its sympathetic treatment of an anti-Bolshevik family caught up in the Civil War, was finally staged, apparently also on Stalin's intervention, and began a decades-long uninterrupted run at the Moscow Arts Theater.
Some insights into Stalin's political and esthetic thinking might perhaps be gleaned by reading his favorite novel, Pharaoh, by the Polish writer Bolesław Prus, a historical novel on mechanisms of political power. Similarities have been pointed out between this novel and Sergei Eisenstein's film, Ivan the Terrible, produced under Stalin's tutelage.
In architecture, a Stalinist Empire Style (basically, updated neoclassicism on a very large scale, exemplified by the Seven Sisters of Moscow) replaced the constructivism of the 1920s.
Stalin's rule had a largely disruptive effect on the many indigenous cultures within the Soviet Union. The politics of the Korenization and forced development of "Cultures National by Form, Socialist by their substance" was arguably beneficial to later generations of indigenous cultures in allowing them to integrate more easily into Russian society.
The attempted unification of cultures in Stalin's later period was very harmful. Political repressions and purges were even more devastating to indigenous cultures than on urban ones as the cultural elites were smaller. The traditional lives of many peoples in the Siberian, Central Asian and Caucasian provinces was upset and large populations were displaced and scattered in order to prevent nationalist uprisings.
The Hotel Moskva (Moscow) in Moscow was said to have been built with mismatched side wings because Stalin had mistakenly signed off both of the proposals submitted, and the architects had been too afraid to clarify the matter. (The hotel had actually been built by two independent teams of architects with differing ideas.)
[edit] Religion
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 A caricature of "Stalin a great friend of religion", when churches were allowed to be opened during World War II. Stalin's role in the fortunes of the Russian Orthodox Church is complex. Continuous persecution in the 1930s resulted in its near-extinction: by 1939, active parishes numbered in the low hundreds (down from 54,000 in 1917), many churches had been leveled, and tens of thousands of priests, monks and nuns were persecuted and killed. Over 100,000 were shot during the purges of 1937–1938.[35][36] During World War II, the Church was allowed a revival as a patriotic organization, after the NKVD had recruited the new metropolitan, the first after the revolution, as a secret agent. Thousands of parishes were reactivated until a further round of suppression in Khrushchev's time.
The Russian Orthodox Church Synod's recognition of the Soviet government and of Stalin personally led to a schism with the Russian Orthodox Church Outside Russia. An Act of Canonical Communion was signed on May 17, 2007, followed immediately by a full restoration of communion with the Moscow Patriarchate; there remain some issues not fully healed to the present day.
Just days before Stalin's death, certain religious sects were outlawed and persecuted.
Many religions popular in the ethnic regions of the Soviet Union including the Roman Catholic Church, Uniats, Baptists, Islam, Buddhism, Judaism, etc. underwent ordeals similar to the Orthodox churches in other parts: thousands of monks were persecuted, and hundreds of churches, synagogues, mosques, temples, sacred monuments, monasteries and other religious buildings were razed.
[edit] Purges and deportations
[edit] The purges
Main article: Great Purge
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Left: Beria's January 1940 letter to Stalin, asking permission to execute 346 "enemies of the CPSU and of the Soviet authorities" who conducted "counter-revolutionary, right-Trotskyite plotting and spying activities."
Middle: Stalin's handwriting: "за" (support).
Right: The Politburo's decision is signed by Secretary Stalin.
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Stalin, as head of the Politburo, consolidated near-absolute power in the 1930s with a Great Purge of the party, justified as an attempt to expel 'opportunists' and 'counter-revolutionary infiltrators'. Those targeted by the purge were often expelled from the party, however more severe measures ranged from banishment to the Gulag labor camps, to execution after trials held by NKVD troikas.
The purges commenced after the assassination of Sergei Kirov, the popular leader of the party in Leningrad. Kirov was very close to Stalin and his assassination sent chills through the Bolshevik party. Publicly Stalin merely reacted to this assassination by tightening security by seeking out alleged spies and counter-revolutionaries, but in effect he was removing those who might have threatened his leadership. This process then transformed itself into extensive purges.
There are two different views on the background of Kirov's murder. According to the first, Stalin was not involved but, fearing that he might be next in line to be assassinated, reacted by deciding to initiate purges instead of passively wait. According to the second, Stalin saw Kirov as a dangerous potential competitor for the top spot in Soviet leadership, and ordered Kirov's killing himself.
In the 1930s, Stalin apparently became increasingly worried about Kirov's growing popularity. At the 1934 Party Congress where the vote for the new Central Committee was held, Kirov received only three negative votes, the fewest of any candidate, while Stalin received 292 negative votes, the highest of any candidate. Kirov was a close friend with Sergo Ordzhonikidze, and together they formed a moderate bloc in the Politburo. Later in 1934, Stalin asked Kirov to work for him in Moscow. One theory suggests that Stalin did this in order to keep a closer eye on Kirov, this despite the supposed fact that Stalin entirely controlled the NKVD. Kirov refused, however, and according to the same theory he became a competitor in Stalin's eyes.
On December 1, 1934, Kirov was killed by Leonid Nikolaev (also seen spelled as Nikolayev) in the Smolny Institute Leningrad. Kirov had arrived at the Smolny to work in his office, and, apparently leaving his bodyguard downstairs, headed to the upper floors, where the officials had their rooms. Nikolayev emerged from a bathroom and followed Kirov towards his office, shooting him in the back of the neck. Officially Stalin claimed that Nikolayev was part of a larger conspiracy led by Leon Trotsky against the Soviet government. This resulted in the arrest and execution of Lev Kamenev, Grigory Zinoviev, and fourteen others in 1936. The death of Kirov ignited the great purge where supporters of Trotsky and other suspected enemies of the state were arrested. It has been speculated that Stalin was the man who ordered the murder of Kirov, and that the shooting was carried out with the help of the NKVD. However, although most historians believe that this second version of why and how Kirov was killed is more likely, it has so far not been unambiguously proven correct and it is still disputed by some.
Several trials known as the Moscow Trials were held, but the procedures were replicated throughout the country. There were four key trials during this period: the Trial of the Sixteen (August 1936); Trial of the Seventeen (January 1937); the trial of Red Army generals, including Marshal Tukhachevsky (June 1937); and finally the Trial of the Twenty One (including Bukharin) in March 1938.
Most notably in the case of alleged Nazi collaborator Tukhachevsky, many military leaders were convicted of treason. The shakeup in command may have cost the Soviet Union dearly during the German invasion of 22 June, 1941, and its aftermath.
The repression of so many formerly high-ranking revolutionaries and party members led Leon Trotsky to claim that a "river of blood" separated Stalin's regime from that of Lenin. Solzhenitsyn alleges that Stalin drew inspiration from Lenin's regime with the presence of labor camps and the executions of political opponents that occurred during the Russian Civil War. Trotsky's August 1940 assassination in Mexico, where he had lived in exile since January 1937, eliminated the last of Stalin's opponents among the former Party leadership. Only three members of the "Old Bolsheviks" (Lenin's Politburo) now remained—Stalin himself, "the all-Union Chieftain" (всесоюзный староста) Mikhail Kalinin, and Chairman of Sovnarkom Vyacheslav Molotov.
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| Nikolai Yezhov, the young man strolling with Stalin to his left in this photo from the 1930s, was shot in 1940. Following his death, he was edited out of the photo by Soviet censors [9]. Such retouching was a common occurrence during Stalin's reign.
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No segment of society was left untouched during the purges. Article 58 of the legal code, listing prohibited "anti-Soviet activities", was applied in the broadest manner. Initially, the execution lists for the enemies of the people were confirmed by the Politburo.
Over time the procedure was greatly simplified and delegated down the line of command. People would inform on others arbitrarily, to attempt to redeem themselves, or to gain small retributions. The flimsiest pretexts were often enough to brand someone an "enemy of the people," starting the cycle of public persecution and abuse, often proceeding to interrogation, torture and deportation, if not death. Nadezhda Mandelstam, the widow of the poet Osip Mandelstam and one of the key memoirists of the purges, recalls being shouted at by Akhmatova: "Don't you understand? They are arresting people for nothing now?" The Russian word troika gained a new meaning: a quick, simplified trial by a committee of three subordinated to NKVD.
Towards the end of the purge, the Politburo relieved NKVD head Nikolai Yezhov, from his position for overzealousness. He was subsequently executed. Some historians such as Amy Knight and Robert Conquest postulate that Stalin had Yezhov and his predecessor, Genrikh Yagoda, removed in order to deflect blame from himself.
In parallel with the purges, efforts were made to rewrite the history in Soviet textbooks and other propaganda materials. Notable people executed by NKVD were removed from the texts and photographs as though they never existed. Gradually, the history of revolution was transformed to a story about just two key characters: Lenin and Stalin.
In light of revelations from the Soviet archives, historians now estimate that nearly 700,000 people were executed in the course of the terror,[37] with the |
